Sec. 36b-28. (Formerly Sec. 36-497). Penalties.
99 words·~1 min read·
/ct/title-36b/chapter-672a-uniform-securities-act/36b-28·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
(a)Any person who wilfully violates any provision of subsection
(a)of section 36b-4 or subsection
(a)or
(f)of section 36b-5 shall be fined not more than ten thousand dollars or imprisoned for not more than ten years, or both.
(b)Any person who wilfully violates any other provision of sections 36b-2 to 36b-34 , inclusive, shall be fined not more than three thousand five hundred dollars or imprisoned for not more than two years, or both.
(c)No information may be returned under sections 36b-2 to 36b-34 , inclusive, more than five years after the alleged violation.