Sec. 36b-11. (Formerly Sec. 36-479). Photograph to accompany each application for registration.
97 words·~1 min read·
/ct/title-36b/chapter-672a-uniform-securities-act/36b-11·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
Each application for registration under sections 36b-2 to 36b-34 , inclusive, shall be accompanied by a photograph as defined by the commissioner, unless the commissioner waives the requirement of such photograph. If the applicant for registration as a broker-dealer or investment adviser is a sole proprietorship, the photograph shall be of the sole proprietor; if the application is for a partnership, it shall be accompanied by a photograph of each general partner; if the application is for a corporation, it shall be accompanied by a photograph of each principal officer or director as determined by the commissioner.