Sec. 36a-834. Regulations. Damage claims.
128 words·~1 min read·
/ct/title-36a/chapter-669-regulated-activities/36a-834·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The Banking Commissioner may adopt regulations, in accordance with the provisions of chapter 54, to implement the provisions of sections 36a-830 to 36a-837 , inclusive. Any person claiming to have suffered damage by reason of the failure of an exchange facilitator to comply with the provisions of sections 36a-831 to 36a-836 , inclusive, may file a claim with the commissioner against the exchange facilitator to recover such damage from
(1)the fidelity bond maintained in accordance with subdivision
(1)of section 36a-832 ,
(2)cash or securities deposited in accordance with subdivision
(2)of section 36a-833 ,
(3)letters of credit provided in accordance with subdivision
(2)of section 36a-833 , or
(4)the errors and omissions policy maintained in accordance with subdivision
(1)of section 36a-833 .