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Code · Connecticut · Title 1 — Provisions of General Application · CHAPTER 10* — Codes Of Ethics

Sec. 1-99. Authority of board after finding violation.

334 words·~2 min read·/ct/title-1/chapter-10-codes-of-ethics/1-99·

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(a)The board, upon a finding made pursuant to section 1-93 that there has been a violation of any provision of this part, shall have the authority to order the violator to do any or all of the following:
(1)Cease and desist the violation of this part;
(2)file any report, statement or other information as required by this part; or
(3)pay a civil penalty of not more than ten thousand dollars for each violation of this part. The board may prohibit any person who intentionally violates any provision of this part from engaging in the profession of lobbyist for a period of not more than two years. The board may impose a civil penalty on any person who knowingly enters into a contingent fee agreement in violation of subsection
(b)of section 1-97 or terminates a lobbying contract as the result of the outcome of an administrative or legislative action. The civil penalty shall be equal to the amount of compensation which the registrant was required to be paid under the agreement.
(b)Notwithstanding the provisions of subsection
(a)of this section, the board may, after a hearing conducted in accordance with sections 4-176e to 4-184 , inclusive, upon the concurring vote of two-thirds of its members present and voting, impose a civil penalty not to exceed ten dollars per day upon any registrant who fails to file any report, statement or other information as required by this part. Each distinct violation of this subsection shall be a separate offense and, in case of a continued violation, each day thereof shall be deemed a separate offense. In no event shall the aggregate penalty imposed for such failure to file exceed ten thousand dollars.
(c)The board may also report its finding to the Chief State's Attorney for any action deemed necessary.
(d)Any civil penalty imposed by the board pursuant to this section may be enforced by the Office of State Ethics as a money judgment in accordance with chapter 906.
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