§ 86206
52 words·~1 min read·
/ca/government-code/86206A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
Nothing in this article prohibits the payment of fees for contractual services provided to an investment manager by a placement agent, as defined in Section 82047.3, who is registered with the Securities and Exchange Commission and regulated by the Financial Industry Regulatory Authority, except as provided in subdivision
(f)of Section 86205.