Sec. 4. Reports
136 words·~1 min read·
/bill/118/hr/4840/ih/section-4·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
The Securities and Exchange Commission shall— conduct an annual assessment of the compliance of issuers with the requirements of section 12(m) of the Securities Exchange Act of 1934 on— issuers described under paragraph (1)(A) of such section 12(m); issuers described under paragraph (1)(B) of such section 12(m); and issuers described under paragraph (1)(C) of such section 12(m); conduct an annual assessment of the compliance of issuers with the requirements of section 13(t) of the Securities Exchange Act of 1934; and issue a report to Congress containing the results of the assessments under paragraph
(1)and (2). The Comptroller General of the United States shall periodically evaluate and report to Congress on the effectiveness of the oversight by the Commission of the certification requirements under section 12(m) and section 13(t) of the Securities Exchange Act of 1934.