Sec. 3701. Liability for certain failures to disclose material information or making of material misstatements
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/bill/118/hr/4790/eh/section-3701·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
Section 14 of the Securities Exchange Act of 1934 ( 15 U.S.C. 78n ) is amended by adding at the end the following: For purposes of section 18, the failure to disclose material information (such as a proxy voting advice business’s methodology, sources of information, or conflicts of interest) or the making of a material misstatement regarding proxy voting advice that makes a recommendation to a security holder as to the security holder’s vote, consent, or authorization on a specific matter for which security holder approval is solicited, and that is furnished by a person that markets the person’s expertise as a provider of such proxy voting advice separately from other forms of investment advice, and sells such proxy voting advice for a fee, shall be considered to be false or misleading with respect to a material fact. .
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Sec. 3701
Liability for certain failures to disclose material information or making of material misstatements
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