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Code · BILL · 118th Congress · H.R. 4763 (Referred in Senate) — To provide for a system of regulation of digital assets by the Commodity Futures Trading Commission and the Securitie... · Sec. 510

Sec. 510. Funding for implementation and enforcement

532 words·~2 min read·/bill/118/hr/4763/rfs/section-510·

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The Commodity Futures Trading Commission (in this section referred to as the Commission ) shall charge and collect a filing fee from each person who files with the Commission a notice of intent to register as a digital commodity exchange, digital commodity broker, or digital commodity dealer pursuant to section 106. The fees authorized under paragraph
(1)may be collected and available for obligation only in the amounts provided in advance in an appropriation Act. Notwithstanding the preceding provisions of this subsection, to promote fair competition or innovation, the Commission, in its sole discretion, may reduce or eliminate any fee otherwise required to be paid by a small or medium filer under this subsection. The Commission shall publish in the Federal Register a schedule of the fees to be charged and collected under this section. The fee schedule for a fiscal year shall include a written analysis of the estimate of the Commission of the total costs of carrying out the functions of the Commission under this Act during the fiscal year. Before publishing the fee schedule for a fiscal year, the Commission shall submit a copy of the fee schedule to the Congress. 1 st fiscal year The Commission shall publish the fee schedule for the fiscal year in which this Act is enacted, within 30 days after the date of the enactment of this Act. The Commission shall publish the fee schedule for each subsequent fiscal year, not less than 90 days before the due date prescribed by the Commission for payment of the annual fee for the fiscal year. The Commission may impose a penalty against a person that fails to pay an annual fee charged under this section, within 30 days after the due date prescribed by the Commission for payment of the fee. The amount of the penalty shall be— 5 percent of the amount of the fee due; multiplied by the whole number of consecutive 30-day periods that have elapsed since the due date. To the extent that the total amount of fees collected under this section during a fiscal year that begins after the date of the enactment of this Act exceeds the amount provided under subsection (a)(2) with respect to the fiscal year, the Commission shall reimburse the excess amount to the persons who have timely paid their annual fees, on a pro-rata basis that excludes penalties, and shall do so within 60 days after the end of the fiscal year. All amounts collected under this section shall be credited to the currently applicable appropriation, account, or fund of the Commission as discretionary offsetting collections, and shall be available for the purposes authorized in subsection
(f)only to the extent and in the amounts provided in advance in appropriations Acts. In addition to amounts otherwise authorized to be appropriated to the Commission, there is authorized to be appropriated to the Commission amounts collected under this section to cover the costs the costs of carrying out the functions of the Commission under this Act. The authority to charge and collect fees under this section shall expire at the end of the 4th fiscal year that begins after the date of the enactment of this Act.
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