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Code · BILL · 118th Congress · H.R. 2799 (Engrossed in House) — To make reforms to the capital markets of the United States, and for other purposes. · Sec. 3102

Sec. 3102. Extension of Rule 701

173 words·~1 min read·/bill/118/hr/2799/eh/section-3102·

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The exemption provided under section 230.701 of title 17, Code of Federal Regulations, shall apply to individuals (other than employees) providing goods for sale, labor, or services for remuneration to either an issuer or to customers of an issuer to the same extent as such exemptions apply to employees of the issuer. For purposes of the previous sentence, the term customers may, at the election of an issuer, include users of the issuer’s platform. The Securities and Exchange Commission shall annually adjust the dollar figure under section 230.701(e) of title 17, Code of Federal Regulations, to reflect the percentage change in the Consumer Price Index for All Urban Consumers published by the Bureau of Labor Statistics of the Department of Labor.
The Securities and Exchange Commission— shall revise section 230.701 of title 17, Code of Federal Regulations, to reflect the requirements of this section; and may not revise such section 230.701 in any manner that would have the effect of restricting access to equity compensation for employees or individuals described under subsection (a).
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