Sec. 1003.
107 words·~1 min read·
/bill/116/hr/3351/eh/section-1003·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
None of the funds made available by this Act may be used by the Securities and Exchange Commission to implement, administer, enforce, or publicize the final rules and interpretations of the Securities and Exchange Commission titled Regulation Best Interest: The Broker-Dealer Standard of Conduct (File No. S7–07–18) published May 9, 2018; Commission Interpretation Regarding the Solely Incidental Prong of the Broker-Dealer Exclusion to the Definition of Investment Adviser, (Release No.
IA–5249) published June 5, 2019; Form CRS Relationship Summary; Amendments to Form ADV (File No. S7–08–18) published June 5, 2019; and Commission Interpretation Regarding Standard of Conduct for Investment Advisers (File No. S7–07–18) published June 5, 2019.