Code · BILL · 115th Congress · H.R. 10 (Reported in House) — To create hope and opportunity for investors, consumers, and entrepreneurs by ending bailouts and Too Big to Fail, ho... · Sec. 830

Sec. 830. Clarification of authority to impose sanctions on persons associated with a broker or dealer

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Section 15(b)(6)(A)(i) of the Securities Exchange Act of 1934 ( 15 U.S.C. 78o(b)(6)(A)(i) ) is amended by striking enumerated and all that follows and inserting enumerated in subparagraph (A), (D), (E), (G), or

(H)of paragraph

(4)of this subsection; .

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U.S. Code

Registration and regulation of brokers and dealers
§ 78o

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Sec. 830

Clarification of authority to impose sanctions on persons associated with a broker or dealer

U.S.C.§ 78o

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