Sec. 415. Process to ensure enforcement actions are within authority of Commission
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/bill/114/hr/5983/rh/section-415·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
Not later than 180 days after the date of the enactment of this Act, the Securities and Exchange Commission shall establish a process to ensure that administrative and judicial actions brought by the Commission under the securities laws (as defined in section 3(a) of the Securities Exchange Act of 1934 ( 15 U.S.C. 78c(a) )) do not exceed the authority of the Commission under such laws and, in the case of administrative actions, are conducted consistently with subchapter II of chapter 5 of title 5, United States Code (commonly referred to as the Administrative Procedure Act ).
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Sec. 415
Process to ensure enforcement actions are within authority of Commission
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