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Code · Utah · Title 61 — Securities Division - Real Estate Division · Chapter 1

61-1-206. Records.

128 words·~1 min read·/ut/title-61/chapter-1/61-1-206

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Effective 5/8/2018
61-1-206. Records.
(1)Upon request, a broker-dealer or investment adviser shall provide access to or a copy of any record, including a historical record, that is relevant to the suspected or attempted financial exploitation of an eligible adult to Adult Protective Services or a law enforcement agency.
(2)For purposes of Title 63G, Chapter 2, Government Records Access and Management Act , a record made available to Adult Protective Services or a law enforcement agency under this section is a protected record as defined in Section 63G-2-103 .
(3)Nothing in this section affects the authority of the division to access or examine the books or records of a broker-dealer or investment adviser as otherwise provided by law.
Enacted by Chapter 159 , 2018 General Session
★   the supreme law of the land   ★
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