§ 249.618. Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and § 240.17a-5 of this chapter.
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/us/cfr/t17/s§ 249.618A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
This form shall be used by every broker-dealer required to file reports under § 240.17a-5(e) of this chapter. \[63 FR 37674, July 13, 1998\] Editorial Note:For Federal Register citations affecting Form BD-Y2K, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.