§ 249.507. Form 7-M, consent to service of process by an individual nonresident broker-dealer.
66 words·~1 min read·
/us/cfr/t17/s§ 249.507A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each individual nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act. \[33 FR 18995, Dec. 20, 1968\] Editorial Note:For Federal Register citations affecting Form 7-M, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.