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Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 249 — Forms, Securities Exchange Act of 1934 · § 249.501b

§ 249.501b. Form BD-N for notice registration as a broker-dealer.

71 words·~1 min read·/us/cfr/t17/s§ 249.501b

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This form shall be used for notice of registration as a broker-dealer pursuant to Section 15(b)(11)(A) of the Act (15 U.S.C. 78o(b)(11)(A)) for the limited purpose of trading security futures products, or to amend such notice. \[66 FR 45147, Aug. 27, 2001\] Editorial Note:For Federal Register citations affecting Form BD-N, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
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§ 249.501b
Form BD-N for notice registration as a broker-dealer.
U.S.C.§ 78o
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