§ 249.330. Form N-CEN, annual report of registered investment companies.
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/us/cfr/t17/s§ 249.330A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
This form shall be used by registered unit investment trusts and small business investment companies for annual reports to be filed pursuant to § 270.30a-1 of this chapter in satisfaction of the requirement of section 30(a) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(a)) that every registered investment company must file annually with the Commission such information, documents, and reports as investment companies having securities registered on a national securities exchange are required to file annually pursuant to section 13(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a)) and the rules and regulations thereunder.
Note: The text of Form N-CEN will not appear in the Code of Federal Regulations. \[81 FR 82020, Nov. 18, 2016\] Editorial Note:For Federal Register citations affecting Form N-CEN, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
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§ 249.330
Form N-CEN, annual report of registered investment companies.
Fed. Reg.×51
C.F.R.×1
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