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Code · REGISTER · 2021-04-28 · Office of the Secretary, DOT · Notices

Notices. Notice and request for comments

1,038 words·~5 min read·/register/2021/04/28/2021-08873

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

BILLING CODE 4191-02-P DEPARTMENT OF TRANSPORTATION [Docket No. DOT-OST-2021-0045] Agency Request for Renewal of a Previously Approved Information Collection(s): Disadvantaged Business Enterprise Program Collections AGENCY: Office of the Secretary, DOT. ACTION: Notice and request for comments. SUMMARY: The Department of Transportation
(DOT)invites public comments about our intention to request the Office of Management and Budget
(OMB)approval to renew information collections associated with DOT's Disadvantaged Business Enterprise
(DBE)and Airport Concessions DBE (ACDBE) program. These collections are: Uniform Report of DBE Awards or Commitments and Payments, the Uniform Certification Application Form, Annual Affidavit of No Change, DOT Personal Net Worth Form, and Reporting Requirements for Percentages of DBEs in Various Categories. The instruction page of the Uniform Certification Application will be modified to reflect recent updates to the DBE program's gross receipts limitations that took effect after the 2018 OMB approval of the current application form. Specifically, the Department increased the DBE program regulation's gross receipts limit for DBE firms from $23.98 million to $26.29 million and excluded Federal Aviation Administration
(FAA)projects from being subject to the gross receipts limit. DATES: Written comments should be submitted by June 28, 2021. ADDRESSES: You may submit comments [identified by Docket No. DOT-OST-2021-0045] through one of the following methods: • *Federal eRulemaking Portal: http://www.regulations.gov.* Follow the online instructions for submitting comments. • *Fax:* 1-202-493-2251. • *Mail or Hand Delivery:* Docket Management Facility, U.S. Department of Transportation, 1200 New Jersey Avenue SE, West Building, Room W12-140, Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except on Federal holidays. FOR FURTHER INFORMATION CONTACT: Marc Pentino,
(202)366-6968, *marc.pentino@dot.gov,* or Aarathi Haig, *aarathi.haig@dot.gov/* Departmental Office of Civil Rights, Office of the Secretary, U.S. Department of Transportation, 1200 New Jersey Avenue SE, Washington, DC 20590 SUPPLEMENTARY INFORMATION: All five collections were previously approved under one OMB Control Number to allow DOT to more efficiently administer the DBE program. The information to be collected is necessary because it helps to ensure that State and local recipients that let federally funded contracts carry out their mandated responsibility to provide a level playing field for small businesses owned and controlled by socially and economically disadvantaged individuals. We are required to publish this notice in the **Federal Register** by the Paperwork Reduction Act of 1995, 44 U.S.C. Chapter 35, as amended (Pub. L. 104-13). *OMB Control Number:* 2105-0510. *Title:* Disadvantaged Business Enterprise Program Collections. *Form Numbers:* Not applicable. *Type of Review:* Renewal of an information collection. *Background:* DOT's DBE program is mandated by statute, including Section 1101(b) of the Fixing America's Surface Transportation Act (FAST Act) (Pub. L. 114-94) and 49 U.S.C. 47113. The Department's final regulations implementing these statutes are 49 CFR parts 23 and 26. The program is implemented by recipients of DOT financial assistance (State highway agencies, transit authorities, and airports). The “Uniform Report of DBE Awards or Commitments and Payments” is necessary for the Department to be able to carry out its oversight responsibilities. It implements statutory reporting requirements and 49 CFR. 26.11 and 26.47. The “Uniform Certification Application Form” is necessary to implement 49 CFR 26.83(c)(2) and determine whether a particular firm qualifies for certification as a DBE. The “Annual Affidavit of No Change” is mandated under 49 CFR 26.83(j) and is necessary to ensure the integrity of the DBE program that requires DBEs annually state that they remain eligible for the program. The “Personal Net Worth Form” is necessary to implement the requirement found in 49 CFR 26.67(a)(2) that a firm applying for DBE status must certify that the personal net worth of the owners does not exceed the current maximum threshold of $1.32 million. The “Percentages of DBEs in Various Categories” collection is necessary to implement a long-standing statutory requirement calling on States to report annually, a list of small businesses certified as DBEs that are owned and controlled by socially and economically disadvantaged individuals, most recently included at section 1101(b)(4)(A) and
(B)of the FAST Act. Submission of this information will also satisfy 49 CFR 26.11(e). The information collections support one of DOT's strategic objectives of mission efficiency and support. The collection also helps ensure that State and local recipients that let federally funded contracts carry out their mandated responsibility to ensure that only eligible small businesses owned and controlled by socially and economically disadvantaged individuals may compete for such contracts as a DBE. Uniform Report of DBE Awards/Commitments and Payments *Respondents:* State and local recipients of DOT funds. *Number of Respondents:* 1,198 recipients. *Frequency:* Once/twice a year. *Number of Responses:* 1,198 (one per recipient). *Total Annual Burden:* 315 hours and $61,000. Uniform Certification Application Form. *Respondents:* Firms applying for initial DBE or ACDBE certification. *Number of Respondents:* 9,500. *Frequency:* Once during initial certification. *Number of Responses:* 9,500 (one per respondent). *Total Annual Burden:* 40 hours and $2,000. Annual Affidavit of No Change *Respondents:* Firms that have DBE or ACDBE certification. *Number of Respondents:* 38,000. *Frequency:* Once per year. *Number of Responses:* 38,000 (one per respondent). *Total Annual Burden:* 3 hours per respondent. Personal Net Worth Form *Respondents:* Firms applying for DBE or ACDBE certification. *Number of Respondents:* 9,500. *Frequency:* Once. *Number of Responses:* One. *Total Annual Burden:* 20 hours per respondent. Percentage of DBEs in Various Categories *Respondents:* States (through their Unified Certification Programs). *Number of Respondents:* 53 (50 states, plus the District of Columbia, Puerto Rico, and the Northern Mariana Islands). *Frequency:* Once per year. *Number of Responses:* One. *Total Annual Burden:* 180 hours and $10,000. *Public Comments Invited:* You are asked to comment on any aspect of this information collection, including
(a)Whether the proposed collection of information is necessary for the Department's performance;
(b)the accuracy of the estimated burden;
(c)ways for the Department to enhance the quality, utility and clarity of the information collection; and
(d)ways that the burden could be minimized without reducing the quality of the collected information. The agency will summarize and/or include your comments in the request for OMB's clearance of this information collection. (Authority: The Paperwork Reduction Act of 1995; 44 U.S.C. Chapter 35, as amended; and 49 CFR 1.49.) Issued in Washington, DC, on April 23, 2021. Irene Marion, Director, Departmental Office of Civil Rights. [FR Doc. 2021-08873 Filed 4-27-21; 8:45 am]
Connectionstraces to 2
7 references not yet in our index
  • Pub. L. 104-13
  • 49 CFR 26.11
  • 49 CFR 26.83(c)(2)
  • 49 CFR 26.83(j)
  • 49 CFR 26.67(a)(2)
  • 49 CFR 26.11(e)
  • 49 CFR 1.49
Citation graph
cites case law
Notices
Notice and request for comments
Pub. L.Pub. L. 104-13
Cite49 CFR 26.11
Cite49 CFR 26.83(c)(2)
Cite49 CFR 26.83(j)
Cite49 CFR 26.67(a)(2)
Cites 9 · showing 7Cited by 0 across 0 sources
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