4:11-11. Keeping of records by dealer or broker
33 words·~1 min read·
/nj/title-4/chapter-11/4-11-11A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
Every dealer or broker shall keep accounts, records and memoranda which shall fully and clearly disclose all transactions involved in his business, including the true ownership of the business by stockholders or otherwise.