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Code · Maryland · Financial Institutions

§ 12-114

223 words·~1 min read·/md/financial-institutions/12-114

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§12–114.
(a)A licensee shall keep the books and records that the Commissioner requires to determine compliance with this subtitle.
(b)Unless a longer period is expressly required by State or federal law, a licensee shall retain the records required under this subtitle for a period of at least 2 years.
(c)A licensee may retain the records required under this subtitle at any location, if the licensee:
(1)Notifies the Commissioner in writing of the location of the records; and
(2)Makes the records available at the licensed location, as agreed by the Commissioner and the licensee, within 7 days after a written request for examination by the Commissioner.
(d)In addition to any other books and records that the Commissioner may require, a licensee shall retain:
(1)A chronological register of all payment instruments cashed by the licensee showing:
(i)The name of the customer;
(ii)The transaction date;
(iii)The type and amount of payment instrument;
(iv)The amount of fee charged; and
(v)A complete description of the identification presented by the customer; and
(2)The licensee’s bank statements and canceled checks.
(e)A licensee shall retain the records required under this section in one of the following ways:
(1)Original form;
(2)An electronic equivalent approved by the Commissioner; or
(3)A microphotographic copy approved by the Commissioner.
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