Sec. 601. Liability for certain failures to disclose material information or making of material misstatements
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Section 14 of the Securities Exchange Act of 1934 ( 15 U.S.C. 78n ) is amended by adding at the end the following: For purposes of subsection
(a)and Rule 14a-9 (17 CFR 240.14a-9) and any successor rule, the failure to disclose material information (such as a proxy voting advice business’s methodology, sources of information, or conflicts of interest) or the making of a material misstatement regarding proxy voting advice that makes a recommendation to a security holder as to the security holder’s vote, consent, or authorization on a specific matter for which security holder approval is solicited, and that is furnished by a person that markets the person’s expertise as a provider of such proxy voting advice separately from other forms of investment advice, and sells such proxy voting advice for a fee, shall be considered to be false or misleading with respect to a material fact. .
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- 17 CFR 240.14
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Sec. 601
Liability for certain failures to disclose material information or making of material misstatements
Cite17 CFR 240.14
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