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Code · BILL · 113th Congress · H.R. 4413 (Introduced in House) — To reauthorize the Commodity Futures Trading Commission, to better protect futures customers, to provide end users wi... · Sec. 2

Sec. 2. Table of contents

363 words·~2 min read·/bill/113/hr/4413/ih/section-2

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The table of contents of this Act is as follows: Sec. 1. Short title. Sec. 2. Table of contents. Title I—Customer protections Sec. 101. Short title. Sec. 102. Enhanced protections for futures customers. Sec. 103. Electronic confirmation of customer funds. Sec. 104. Notice and certifications providing additional customer protections. Sec. 105. Futures commission merchant compliance. Sec. 106. Certainty for futures customers and market participants. Sec. 107. Study on high-frequency trading.
Title II—Commodity Futures Trading Commission reforms Sec. 201. Short title. Sec. 202. Extension of operations. Sec. 203. Consideration by the Commodity Futures Trading Commission of the costs and benefits of its regulations and orders. Sec. 204. Division directors. Sec. 205. Office of the Chief Economist. Sec. 206. Procedures governing actions taken without a commission vote. Sec. 207. Strategic technology plan. Sec. 208. Internal risk controls. Sec. 209. Subpoena duration and renewal.
Sec. 210. Implementation plan for Commission rulemakings. Sec. 211. Applicability of notice and comment requirements of the Administrative Procedure Act to guidance voted on by the Commission. Sec. 212. Judicial review of Commission rules. Sec. 213. GAO study on adequacy of CFTC resources. Title III—End-user relief Sec. 301. Short title. Subtitle A—End-User exemption from margin requirements Sec. 311. End-user margin requirements. Sec. 312. Implementation. Subtitle B—Inter-Affiliate swaps Sec. 321.
Treatment of affiliate transactions. Subtitle C—Indemnification requirements related to swap data repositories Sec. 331. Indemnification requirements. Subtitle D—Relief for municipal utilities Sec. 341. Transactions with utility special entities. Sec. 342. Utility special entity defined. Sec. 343. Utility operations-related swap. Subtitle E—End-User regulatory relief Sec. 351. End users not treated as financial entities. Sec. 352. Reporting of illiquid swaps so as to not disadvantage certain non-financial end users.
Sec. 353. Relief for grain elevator operators, farmers, agricultural coun­ter­par­ties, and commercial market participants. Sec. 354. Relief for end users who use physical contracts with volumetric optionality. Sec. 355. Commission vote required before automatic change of swap dealer de minimis level. Sec. 356. Capital requirements for non-bank swap dealers. Sec. 357. Harmonization with the Jumpstart Our Business Startups Act. Sec. 358. Bona fide hedge defined to protect end user risk management needs.
Sec. 359. Cross-border regulation of derivatives transactions. Subtitle F—Effective date Sec. 371. Effective date.
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