§§ 45.55.010 — 45.55.120.
102 words·~1 min read·
/ak/title-45/chapter-55/45-55-010A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
§§ 45.55.010 — 45.55.120. Sales and purchases; advisory activities; unethical business practices of state investment advisers, investment adviser representatives, and federal covered advisers; fraudulent, dishonest, and unethical business practices of broker-dealers and agents; additional fraudulent, dishonest, and unethical business practices of agents; practices of broker-dealers and agents considered fraudulent or deceitful; registration requirements; referrals; limited registration of Canadian broker-dealers and agents; registration procedure; notice filing; post-registration provisions; denial, revocation, suspension, cancellation, and withdrawal of registration; registration requirement; federal covered securities; registration by notification; registration by coordination; registration by qualification; provisions applicable to registration and notice filings; denial, suspension, and revocation of registration.